Page 23 of 27 – SEC Filing
| Date | BlueMountain Fund | Security | Amount | Price per Share | Type of Transaction | |||||
| March 13, 2017 | BMST | Common Stock | 4,326 | $11.95 | open market sale | |||||
| March 13, 2017 | BMST | Common Stock | 652 | $12.20 | open market sale | |||||
| March 14, 2017 | Credit Alternatives | Common Stock | 10,038 | $11.45 | open market sale | |||||
| March 14, 2017 | Credit Alternatives | Common Stock | 10,039 | $11.65 | open market sale | |||||
| March 14, 2017 | Credit Alternatives | Common Stock | 50,195 | $11.75 | open market sale | |||||
| March 14, 2017 | Guadalupe | Common Stock | 643 | $11.45 | open market sale | |||||
| March 14, 2017 | Guadalupe | Common Stock | 642 | $11.65 | open market sale | |||||
| March 14, 2017 | Guadalupe | Common Stock | 3,210 | $11.75 | open market sale | |||||
| March 14, 2017 | Timberline | Common Stock | 1,091 | $11.45 | open market sale | |||||
| March 14, 2017 | Timberline | Common Stock | 1,091 | $11.65 | open market sale | |||||
| March 14, 2017 | Timberline | Common Stock | 5,455 | $11.75 | open market sale | |||||
| March 14, 2017 | Kicking Horse | Common Stock | 846 | $11.45 | open market sale | |||||
| March 14, 2017 | Kicking Horse | Common Stock | 846 | $11.65 | open market sale | |||||
| March 14, 2017 | Kicking Horse | Common Stock | 4,230 | $11.75 | open market sale | |||||
| March 14, 2017 | COF | Common Stock | 6,403 | $11.45 | open market sale | |||||
| March 14, 2017 | COF | Common Stock | 6,402 | $11.65 | open market sale | |||||
| March 14, 2017 | COF | Common Stock | 32,010 | $11.75 | open market sale | |||||
| March 14, 2017 | Distressed | Common Stock | 1,186 | $11.45 | open market sale | |||||
| March 14, 2017 | Distressed | Common Stock | 1,186 | $11.65 | open market sale | |||||
| March 14, 2017 | Distressed | Common Stock | 5,931 | $11.75 | open market sale | |||||
| March 14, 2017 | Montenvers | Common Stock | 2,275 | $11.45 | open market sale | |||||
| March 14, 2017 | Montenvers | Common Stock | 2,275 | $11.65 | open market sale | |||||
| March 14, 2017 | Montenvers | Common Stock | 11,374 | $11.75 | open market sale | |||||
| March 14, 2017 | Strategic Credit | Common Stock | 888 | $11.45 | open market sale | |||||
| March 14, 2017 | Strategic Credit | Common Stock | 889 | $11.65 | open market sale | |||||
| March 14, 2017 | Strategic Credit | Common Stock | 4,445 | $11.75 | open market sale | |||||
| March 14, 2017 | BMST | Common Stock | 1,630 | $11.45 | open market sale | |||||
| March 14, 2017 | BMST | Common Stock | 1,630 | $11.65 | open market sale | |||||
| March 14, 2017 | BMST | Common Stock | 8,150 | $11.75 | open market sale | |||||
| March 15, 2017 | Credit Alternatives | Common Stock | 30,116 | $11.74 | open market sale | |||||
| March 15, 2017 | Credit Alternatives | Common Stock | 31,894 | $11.81 | open market sale | |||||
| March 15, 2017 | Guadalupe | Common Stock | 1,926 | $11.74 | open market sale | |||||
| March 15, 2017 | Guadalupe | Common Stock | 2,042 | $11.81 | open market sale | |||||
| March 15, 2017 | Timberline | Common Stock | 3,274 | $11.74 | open market sale | |||||
| March 15, 2017 | Timberline | Common Stock | 3,467 | $11.81 | open market sale | |||||
| March 15, 2017 | Kicking Horse | Common Stock | 2,537 | $11.74 | open market sale | |||||
| March 15, 2017 | Kicking Horse | Common Stock | 2,687 | $11.81 | open market sale | |||||
| March 15, 2017 | COF | Common Stock | 19,206 | $11.74 | open market sale | |||||
| March 15, 2017 | COF | Common Stock | 20,341 | $11.81 | open market sale | |||||
| March 15, 2017 | Distressed | Common Stock | 3,560 | $11.74 | open market sale | |||||
| March 15, 2017 | Distressed | Common Stock | 3,769 | $11.81 | open market sale | |||||
| March 15, 2017 | Montenvers | Common Stock | 6,824 | $11.74 | open market sale | |||||
| March 15, 2017 | Montenvers | Common Stock | 7,227 | $11.81 | open market sale | |||||
| March 15, 2017 | Strategic Credit | Common Stock | 2,667 | $11.74 | open market sale | |||||
| March 15, 2017 | Strategic Credit | Common Stock | 2,824 | $11.81 | open market sale | |||||
| March 15, 2017 | BMST | Common Stock | 4,890 | $11.74 | open market sale | |||||
| March 15, 2017 | BMST | Common Stock | 5,179 | $11.81 | open market sale | |||||
| March 16, 2017 | Credit Alternatives | Common Stock | 8,848 | $11.65 | open market sale | |||||
| March 16, 2017 | Credit Alternatives | Common Stock | 10,039 | $11.67 | open market sale | |||||
| March 16, 2017 | Guadalupe | Common Stock | 567 | $11.65 | open market sale | |||||
| March 16, 2017 | Guadalupe | Common Stock | 642 | $11.67 | open market sale | |||||
| March 16, 2017 | Timberline | Common Stock | 961 | $11.65 | open market sale | |||||
| March 16, 2017 | Timberline | Common Stock | 1,092 | $11.67 | open market sale | |||||
| March 16, 2017 | Kicking Horse | Common Stock | 746 | $11.65 | open market sale | |||||
| March 16, 2017 | Kicking Horse | Common Stock | 845 | $11.67 | open market sale | |||||
| March 16, 2017 | COF | Common Stock | 5,642 | $11.65 | open market sale | |||||
| March 16, 2017 | COF | Common Stock | 6,402 | $11.67 | open market sale | |||||
| March 16, 2017 | Distressed | Common Stock | 1,046 | $11.65 | open market sale | |||||
| March 16, 2017 | Distressed | Common Stock | 1,187 | $11.67 | open market sale | |||||
| March 16, 2017 | Montenvers | Common Stock | 2,004 | $11.65 | open market sale | |||||
| March 16, 2017 | Montenvers | Common Stock | 2,275 | $11.67 | open market sale | |||||
| March 16, 2017 | Strategic Credit | Common Stock | 782 | $11.65 | open market sale | |||||
| March 16, 2017 | Strategic Credit | Common Stock | 889 | $11.67 | open market sale | |||||
| March 16, 2017 | BMST | Common Stock | 1,438 | $11.65 | open market sale | |||||
| March 16, 2017 | BMST | Common Stock | 1,629 | $11.67 | open market sale | |||||
| March 17, 2017 | Credit Alternatives | Common Stock | 24,712 | $11.50 | open market sale | |||||
| March 17, 2017 | Guadalupe | Common Stock | 1,582 | $11.50 | open market sale | |||||
| March 17, 2017 | Timberline | Common Stock | 2,687 | $11.50 | open market sale | |||||
| March 17, 2017 | Kicking Horse | Common Stock | 2,081 | $11.50 | open market sale | |||||
| March 17, 2017 | COF | Common Stock | 15,760 | $11.50 | open market sale |
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