Page 22 of 27 – SEC Filing
Item 1. Security of the Issuer.
This Amendment No. 4 amends the Schedule 13D filed with the Securities and Exchange Commission on September 13, 2013 (as amended by Amendment
No. 1 thereto filed on October 8, 2013, Amendment No. 2 thereto filed on December 1, 2014 and Amendment No. 3 thereto filed on March 15, 2017, the Schedule 13D), relating to the shares of Common
Stock, par value $0.01 per share (the Common Stock), of Eastman Kodak Company, a New Jersey corporation (the Issuer), net-share settled warrants to purchase Common Stock at an exercise price of $14.93 per share
(the 125% Warrants) and net-share settled warrants to purchase Common Stock at an exercise price of $16.12 per share (the 135% Warrants and, together with the 125% Warrants, the Warrants). The
Issuers principal executive office is located at 343 State Street, Rochester, New York 14650. Unless specifically amended hereby, the disclosures set forth in the Schedule 13D remain unchanged.
Item 2. Identity and Background.
Paragraph
(f) of Item 2 of the Schedule 13D is hereby deleted and replaced with the following:
(f) Mr. Feldstein, Mr. Liberman,
Mr. Siderow, Mr. Smith, Mr. Dalton, Mr. Gerstein, Ms. Gile, Mr. Groome, Mr. Reeves, Mr. Rubenstein and Mr. Shapiro are U.S. citizens. Mr. Linford is a South African citizen. Ms. Stevens is a
British citizen.
Item 5. Interest in Securities of the Issuer.
Paragraphs (a), (b) and (c) of Item 5 of the Schedule 13D are hereby deleted and replaced with the following:
(a-b) All percentages set forth in this Schedule 13D are based on the Issuers 42,451,096 shares of Common Stock outstanding as of March 29, 2017, as
reported on the Issuers Form DEF 14A filed with the Securities and Exchange Commission on April 10, 2017 (Form DEF 14A), and are calculated assuming that the Warrants held by the applicable BlueMountain Funds, but no
other Warrants, have been exercised. The information set forth in Rows 7-13 of each Cover Page of this Schedule 13D is hereby incorporated herein by reference.
BMCA GP, Montenvers GP, the General Partners, the Ultimate General Partner and the Investment Manager expressly declare that this filing shall not be
construed as an admission that each is, for the purposes of sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this filing.
None of the Reporting Persons beneficially own any other shares of Common Stock or Warrants of the Issuer.
| (c) | During the last 60 days ending April 21, 2017, the BlueMountain Funds effected the following transactions: |
| Date | BlueMountain Fund | Security | Amount | Price per Share | Type of Transaction | |||||
| March 10, 2017 | Credit Alternatives | Common Stock | 10,829 | $12.01 | open market sale | |||||
| March 10, 2017 | Guadalupe | Common Stock | 693 | $12.01 | open market sale | |||||
| March 10, 2017 | Timberline | Common Stock | 1,177 | $12.01 | open market sale | |||||
| March 10, 2017 | Kicking Horse | Common Stock | 912 | $12.01 | open market sale | |||||
| March 10, 2017 | COF | Common Stock | 6,906 | $12.01 | open market sale | |||||
| March 10, 2017 | Distressed | Common Stock | 1,280 | $12.01 | open market sale | |||||
| March 10, 2017 | Montenvers | Common Stock | 2,454 | $12.01 | open market sale | |||||
| March 10, 2017 | Strategic Credit | Common Stock | 959 | $12.01 | open market sale | |||||
| March 10, 2017 | BMST | Common Stock | 1,758 | $12.01 | open market sale | |||||
| March 13, 2017 | Credit Alternatives | Common Stock | 26,644 | $11.95 | open market sale | |||||
| March 13, 2017 | Credit Alternatives | Common Stock | 4,018 | $12.20 | open market sale | |||||
| March 13, 2017 | Guadalupe | Common Stock | 1,705 | $11.95 | open market sale | |||||
| March 13, 2017 | Guadalupe | Common Stock | 257 | $12.20 | open market sale | |||||
| March 13, 2017 | Timberline | Common Stock | 2,896 | $11.95 | open market sale | |||||
| March 13, 2017 | Timberline | Common Stock | 437 | $12.20 | open market sale | |||||
| March 13, 2017 | Kicking Horse | Common Stock | 2,244 | $11.95 | open market sale | |||||
| March 13, 2017 | Kicking Horse | Common Stock | 338 | $12.20 | open market sale | |||||
| March 13, 2017 | COF | Common Stock | 16,992 | $11.95 | open market sale | |||||
| March 13, 2017 | COF | Common Stock | 2,563 | $12.20 | open market sale | |||||
| March 13, 2017 | Distressed | Common Stock | 3,149 | $11.95 | open market sale | |||||
| March 13, 2017 | Distressed | Common Stock | 475 | $12.20 | open market sale | |||||
| March 13, 2017 | Montenvers | Common Stock | 6,038 | $11.95 | open market sale | |||||
| March 13, 2017 | Montenvers | Common Stock | 911 | $12.20 | open market sale | |||||
| March 13, 2017 | Strategic Credit | Common Stock | 2,358 | $11.95 | open market sale | |||||
| March 13, 2017 | Strategic Credit | Common Stock | 356 | $12.20 | open market sale |
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