13D Filing: Blue Mountain Capital and Eastman Kodak Co (KODK)

Page 2 of 27 – SEC Filing


CUSIP No. 277461406

  1

NAMES OF
REPORTING PERSONS

BlueMountain Capital Management, LLC

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

  3

SEC USE ONLY

  4

SOURCE OF FUNDS (See
instructions)

WC, OO

  5

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

6,147,064 (1)

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

6,147,064 (1)

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

6,147,064 (1)

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (see instructions)

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

14.3% (2)

14

TYPE OF REPORTING PERSON
(See instructions)

IA

(1) Includes the 511,358 Warrants (as defined in Item 1) held by the BlueMountain Funds (as defined in Item 2).
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock (as defined in Item 1) of the Issuer (as defined in Item 1) outstanding as of March 29, 2017, as
reported on Form DEF 14A (as defined in Item 5), and is calculated assuming that the Warrants held by the BlueMountain Funds, but no other Warrants, have been exercised.
Follow Eastman Kodak Co (NYSE:KODK)