13D Filing: Birchview Capital and Yield10 Bioscience Inc. (YTEN)

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Page 4 of 12 – SEC Filing

  1. 

Names of reporting persons

Birchview Capital GP, LLC

EIN 46-4872561

  2.

Check the appropriate box if a member of a group

(a)  ¨        (b)  x

  3.

SEC use only

  4.

Source of funds

    OO

  5.

Check
box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e)    
¨

  6.

Citizenship or place of organization

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

  7. 

Sole voting power

 350,536 (1)

  8.

Shared voting power

    0

  9.

Sole dispositive power

   350,536 (1)

10.

Shared dispositive power

    0

11.

Aggregate amount beneficially owned by each reporting person

    350,536 (1)

12.

Check
box if the aggregate amount in Row (11) excludes certain shares    
¨

13.

Percent of class represented by amount in Row 11

    4.1%

14.

Type of reporting person

    CO

(1) Includes 70,599 of Common Stock underlying warrants exercisable
at any time by Birchview Fund, LLC, the holder thereof. Includes 9,177 of Common Stock underlying warrants exercisable at any
time by Matt Strobeck, the holder thereof.
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