13D Filing: Becker Drapkin Management and Great Elm Capital Group Inc. (GEC)

Page 2 of 9 – SEC Filing


CUSIP No. 39036P209
  1

NAME OF
REPORTING PERSONS

Northern Right Capital Management, L.P.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

OO

  5

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Texas

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

1,266,000

  8

SHARED VOTING POWER

1,136,792

  9

SOLE DISPOSITIVE POWER

1,266,000

10

SHARED DISPOSITIVE POWER

1,136,792

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,402,792

12

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

9.5%

14

TYPE OF REPORTING PERSON

IA, PN

2

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