13D Filing: Basswood Capital Continues to Trim Stake in Sierra Bancorp (BSRR)

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Page 15 of 18 SEC Filing

Fund

Trade Date

Shares Purchased (Sold)

Price (Gross)

Basswood Financial Fund, LP

1/29/2016

-6,650 18.14
Basswood Financial Fund, LP   2/1/2016 -209 18.06
Basswood Financial Fund, LP   2/2/2016 -312 17.62
Basswood Financial Fund, LP   2/3/2016 -250 17.50
Basswood Financial Fund, LP   2/4/2016 -208 17.49
Basswood Financial Fund, LP   2/5/2016 -735 17.24
Basswood Financial Fund, LP   2/8/2016 -3,553 17.01
Basswood Financial Fund, LP   2/9/2016 -830 16.99
Basswood Financial Fund, LP 2/10/2016 -762 16.99
Basswood Financial Long Only Fund, LP 1/29/2016 -1,496 18.14
Basswood Financial Long Only Fund, LP

2/1/2016

-46 18.06
Basswood Financial Long Only Fund, LP 2/2/2016 -70 17.62
Basswood Financial Long Only Fund, LP 2/3/2016 -56 17.50
Basswood Financial Long Only Fund, LP 2/4/2016 -46 17.49
Basswood Financial Long Only Fund, LP 2/5/2016 -165 17.24
Basswood Financial Long Only Fund, LP 2/8/2016 -800 17.01
Basswood Financial Long Only Fund, LP 2/9/2016 -187 16.99
Basswood Financial Long Only Fund, LP 2/10/2016 -170 16.99
Basswood Enhanced Long Short Fund, LP 1/29/2016 -59,600 18.14
Basswood Enhanced Long Short Fund, LP 2/1/2016 -1,881 18.06
Basswood Enhanced Long Short Fund, LP 2/2/2016 -2,802 17.62
Basswood Enhanced Long Short Fund, LP 2/3/2016 -2,246 17.50
Basswood Enhanced Long Short Fund, LP   2/4/2016 -1,873 17.49
Basswood Enhanced Long Short Fund, LP   2/5/2016 -6,595 17.24
Basswood Enhanced Long Short Fund, LP   2/8/2016 -31,844 17.01
Basswood Enhanced Long Short Fund, LP   2/9/2016 -7,447 16.99
Basswood Enhanced Long Short Fund, LP 2/10/2016 -6,835 16.99
Basswood Financial Fund, Inc.   1/4/2016 -522 17.20
Basswood Financial Fund, Inc.                             1/29/2016 -2,925 18.14
Basswood Financial Fund, Inc.  2/1/2016 -91 18.06
Basswood Financial Fund, Inc.   2/2/2016 -137 17.62
Basswood Financial Fund, Inc.   2/3/2016 -109 17.50
Basswood Financial Fund, Inc.   2/4/2016 -91 17.49
Basswood Financial Fund, Inc.   2/5/2016 -322 17.24
Basswood Financial Fund, Inc.   2/8/2016 -1,564 17.01
Basswood Financial Fund, Inc.   2/9/2016 -365 16.99
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