13D Filing: Altai Capital and Amber Road Inc. (AMBR)

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Commission on
March 9,
2018.
For purposes of
disclosing the number of shares of Common Stock beneficially owned by each of the Reporting Persons, Investment Manager,
IMGP
and Mr. Bajaj may be deemed to own beneficially (as that term is defined in Rule 13d-3 under the Securities Exchange Act of
1934) all shares of Common Stock that are owned beneficially and directly by the Reporting Persons. Each of Investment
Manager, IMGP and Mr. Bajaj disclaims beneficial ownership of such shares of Common Stock for all other purposes.

(c) Information concerning transactions in the shares of Common Stock effected by the Reporting Persons during the past sixty days is set forth in Schedule 1 hereto and is incorporated herein by reference.

(d) Osprey has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, more than 5% of the shares of Common Stock covered by this Schedule 13D that may be deemed to be beneficially owned by the Reporting Persons.
(e) Not applicable.
Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER
The Reporting Persons are parties to an agreement with respect to the joint filing of this Schedule 13D and any amendments thereto. A copy of such agreement is attached as Exhibit A to this Schedule 13D and is incorporated by reference herein. Other than the joint filing agreement, there are no contracts, arrangements, understandings or relationships among the Reporting Persons or between the Reporting Persons and any other person with respect to securities of the Issuer.
Item 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit A – Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Act.
Schedule 1 – Transactions of the Reporting Persons Effected During the Past 60 Days

 

 

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