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13G Filing: Wynnefield Capital and S&W Seed Company (SANW)

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
WYNNEFIELD PARTNERS SMALL CAP VALUE 862,037 0 862,037 0 862,037 4.8%
WYNNEFIELD PARTNERS SMALL CAP VALUE 1,384,853 0 1,384,853 0 1,384,853 7.7%
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. (No 371,019 0 371,019 0 371,019 2.1%
WYNNEFIELD CAPITAL INC. PROFIT SHARING PLAN (No 99,235 0 99,235 0 99,235 0.6%
WYNNEFIELD CAPITAL MANAGEMENT 2,246,890 0 2,246,890 0 2,246,890 12.5%
WYNNEFIELD CAPITAL, INC. 13-3688495 371,019 0 371,019 0 371,019 2.1%
NELSON OBUS 2,717,144 0 2,717,144 0 2,717,144 15.1%
JoSHUA Landes 2,717,144 0 2,717,144 0 2,717,144 15.1%
Nelson Obus
Nelson Obus
Wynnefield Capital

Page 1 of 13 – SEC Filing

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act
of 1934

(Amendment No. 3)

S&W
SEED COMPANY

(Name
of Issuer)

Common Stock, $0.001
Par Value

(Title
and Class of Securities)

785135104

(CUSIP
Number)

June 9, 2017

(Date
of Event which Requires Filing of this Statement)

Check the appropriate
box to designate the rule pursuant to which this schedule is filed:

[x] Rule 13d-1(b)

[ ] Rule 13d-1(c)

[ ] Rule 13d-1(d)

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