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13D Filing: James Michael Chu and Noodles & Co (NASDAQ:NDLS)

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
J. Michael Chu 0 11,092,853 0 11,092,853 11,092,853 28.1%
Scott A. Dahnke 0 11,092,853 0 11,092,853 11,092,853 28.1%
CP6 Management 0 11,087,757 0 11,087,757 11,087,757 28.1%
Catterton-Noodles 0 11,087,757 0 11,087,757 11,087,757 28.1%

Page 1 of 10 – SEC Filing









Washington, D.C. 20549









(Amendment No. 1)*

Under the Securities Exchange Act of 1934



(Name of Issuer)


Class A Common Stock, par value $0.01 per share

(Title of Class of Securities)



(CUSIP Number)


David McPherson

Catterton-Noodles, LLC

c/o Catterton Management Company, L.L.C.

599 West Putnam Avenue

Greenwich, CT 06830

Chief Legal Officer

(203) 629-4901

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)


April 12, 2017

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o


Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7(b) for other parties to whom copies are to be sent.


* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.


The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


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