13D Filing: Clinton Group and Glassbridge Enterprises Inc. (NYSE:GLA)

1

NAME OF REPORTING PERSONS

Clinton Group, Inc.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3

SEC USE ONLY

4

SOURCE OF FUNDS

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

¨

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

7

SOLE VOTING POWER

– 0 –

8

SHARED VOTING POWER

116,408 shares of Common
Stock*

9

SOLE DISPOSITIVE POWER

– 0 –

10

SHARED DISPOSITIVE POWER

116,408 shares of Common
Stock*

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

116,408 shares of Common
Stock*

12

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

¨

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

2.4%*

14

TYPE OF REPORTING PERSON

CO; IA

13D Filing: Clinton Group and Glassbridge Enterprises Inc. (NYSE:GLA)

Published on March 30, 2017 at 2:33 pm by Insider Monkey Staff in Hedge Funds

Page 2 of 7 – SEC Filing

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1	NAME OF REPORTING PERSONS Clinton Group, Inc.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP		(a) ¨ (b) x
3	SEC USE ONLY
4	SOURCE OF FUNDS AF
5	CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)		¨
6	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	7	SOLE VOTING POWER – 0 –
	8	SHARED VOTING POWER 116,408 shares of Common Stock*
	9	SOLE DISPOSITIVE POWER – 0 –
	10	SHARED DISPOSITIVE POWER 116,408 shares of Common Stock*
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 116,408 shares of Common Stock*
12	CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES			¨
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.4%*
14	TYPE OF REPORTING PERSON CO; IA