Affiliations
- Chief Executive Officer at Hudson Holding Corp (HDHL), 2011-04-12
- President at Rodman & Renshaw Capital Group Inc. (RODM), 2011-04-12
| Company | Symbol | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
| HDHL | $0.25 | 2,000,000 | Officer, Director | 4,605,000 | 2009-11-12 | Filing |