| Company | Symbol | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
| CDTI | $1.01 | 6,207 | Other | 33,515 | 2015-12-21 | Filing |
| CDTI | $1.58 | 6,428 | Officer | 23,055 | 2015-09-09 | Filing |
| CDTI | $1.46 | 1,818 | Officer | 12,817 | 2015-08-10 | Filing |
| CDTI | $2.47 | 6,642 | Officer | 10,025 | 2014-11-11 | Filing |