Company | Symbol | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
| AUPH | $11.11 | 2,992 | Officer, Director | 13,453 | 2021-05-11 | Filing |
| AUPH | $10.15 | 2,133 | Officer, Director | 10,461 | 2021-05-11 | Filing |
| CERC | $3.98 | 12,500 | Officer, Director | 412,500 | 2018-05-18 | Filing |