Affiliations
- General Counsel And Secretary at Medley Management Inc. (MDLY), 2020-07-07
- Chief Compliance Officer at Sierra Total Return Fund (NONE), 2016-11-11
- Chief Compliance Officer at Medley Capital Corp (MCC), 2015-06-01
- Chief Compliance Officer at Sierra Income Corp (NONE), 2014-02-14
| Company | Symbol | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
| MCC | $9.29 | 1,000 | Officer | 4,000 | 2015-05-28 | Filing |
| MCC | $8.99 | 200 | Officer | 3,000 | 2014-12-11 | Filing |
| MCC | $8.99 | 2,800 | Officer | 2,800 | 2014-12-11 | Filing |