Affiliations
- Director at Swiss Helvetia Fund Inc. (SWZ), 2018-07-27
- Director at Putnam High Income Securities Fund (PCF), 2018-06-29
- Director at Emergent Capital Inc. (EMG), 2015-12-09
| Company | Symbol | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
| EMG | $3.82 | 2,000 | Director | 48,803 | 2015-12-08 | Filing |
| EMG | $3.85 | 5,000 | Director | 46,803 | 2015-12-07 | Filing |
| EMG | $3.83 | 1,800 | Director | 41,803 | 2015-12-07 | Filing |
| IFT | $6.08 | 5,000 | Director | 20,381 | 2014-03-24 | Filing |