Filing Details
- Accession Number:
- 0001354488-12-003404
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-27 15:40:55
- Reporting Period:
- 2012-06-25
- Filing Date:
- 2012-06-27
- Accepted Time:
- 2012-06-27 15:40:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 948426 | Coates International Ltd | COTE | Engines & Turbines (3510) | 222925432 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1160170 | J. George Coates | 1811 Murray Drive Wall Township NJ 07719 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-25 | 907,340 | $0.06 | 219,920,517 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Acquisiton | 2012-06-25 | 1,815,000 | $0.06 | 1,815,000 | $0.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,940,000 | 2013-06-25 | 2027-06-24 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,165,507 | Indirect | By Self, as Trustee for The Coates Trust |
| Common Stock | 1,956,960 | Indirect | By Spouse |
Footnotes
- The consideration paid consisted of the conversion of $54,440.40 of accrued interest due to Mr. Coates on various promissory notes issued by Coates International, Ltd. to Mr. Coates which, by mutual agreement was converted into these shares.
- These stock options were granted to George J. Coates pursuant to the Company's 2006 Stock Option and Incentive Plan.
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