Filing Details

Accession Number:
0001213900-12-003452
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-22 17:04:13
Reporting Period:
2012-02-06
Filing Date:
2012-06-22
Accepted Time:
2012-06-22 16:04:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1503985 Nuvel Holdings Inc. NUVL Jewelry, Precious Metal (3911) 271230588
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356340 Paragon Capital Lp 110 East 59Th Street, 22Nd Floor
New York NY 10022
No No Yes No
1423517 P Alan Donenfeld C/O Paragon Capital Lp
110 East 59Th Street, 22Nd Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share ("Common Stock") Disposition 2012-02-06 11,000 $0.54 1,693,778 No 4 S Direct
Common Stock Disposition 2012-02-06 11,000 $0.54 1,693,778 No 4 S Indirect By Alan Donenfeld
Common Stock Disposition 2012-02-10 8,000 $1.02 1,685,778 No 4 S Direct
Common Stock Disposition 2012-02-10 8,000 $1.02 1,685,778 No 4 S Indirect By Alan Donenfeld
Common Stock Disposition 2012-02-17 5,100 $1.07 1,680,678 No 4 S Direct
Common Stock Disposition 2012-02-17 5,100 $1.07 1,680,678 No 4 S Indirect By Alan Donenfeld
Common Stock Disposition 2012-02-23 9,400 $1.11 1,671,278 No 4 S Direct
Common Stock Disposition 2012-02-23 9,400 $1.11 1,671,278 No 4 S Indirect By Alan Donenfeld
Common Stock Disposition 2012-02-24 10,000 $1.16 1,661,278 No 4 S Direct
Common Stock Disposition 2012-02-24 10,000 $1.16 1,661,278 No 4 S Indirect By Alan Donenfeld
Common Stock Disposition 2012-02-28 10,000 $1.19 1,651,278 No 4 S Direct
Common Stock Disposition 2012-02-28 10,000 $1.19 1,651,278 No 4 S Indirect By Alan Donenfeld
Common Stock Disposition 2012-03-02 4,000 $1.10 1,647,278 No 4 S Direct
Common Stock Disposition 2012-03-02 4,000 $1.10 1,647,278 No 4 S Indirect By Alan Donenfeld
Common Stock Disposition 2012-04-09 22,500 $1.26 1,624,778 No 4 S Direct
Common Stock Disposition 2012-04-09 22,500 $1.26 1,624,778 No 4 S Indirect By Alan Donenfeld
Common Stock Disposition 2012-04-20 940 $1.35 1,623,838 No 4 S Direct
Common Stock Disposition 2012-04-20 940 $1.35 1,623,838 No 4 S Indirect By Alan Donenfeld
Common Stock Disposition 2012-05-09 7,700 $1.39 1,616,138 No 4 S Direct
Common Stock Disposition 2012-05-09 7,700 $1.39 1,616,138 No 4 S Indirect By Alan Donenfeld
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
No 4 S Direct
No 4 S Indirect By Alan Donenfeld
Footnotes
  1. From February 6, 2012 through May 9, 2012, Paragon Capital LP ("Paragon") sold an aggregate of 88,640 shares of Common Stock of the Issuer (the "Shares") through nine (9) separate transactions for an aggregate sale price of $97,959.27. As a result of these transactions, Paragon owns of record an aggregate of 1,616,138 shares of Common Stock of the Issuer, representing 13.7% of the Company's total issued and outstanding shares of Common Stock. The 13.7% ownership interest excludes shares underlying a warrant to purchase up to 2,000,000 shares of Common Stock owned by Paragon, which contractually caps any such exercise at a 19.99% aggregate beneficial ownership interest. Paragon disclaims beneficial ownership of any shares underlying the warrant in excess of the foregoing 19.99% limitation. As of the date of this filing, the number of exercisable shares underlying the warrant could not exceed 919,418 shares of Common Stock.
  2. Represents the shares of Common Stock of the Company owned of record by Paragon and beneficially by Alan Donenfeld. Mr. Donenfeld is the Managing Member of Paragon Capital Advisors LLC, which is the General Partner of Paragon and, therefore, may be deemed to beneficially own the securities owned of record by Paragon.