Filing Details
- Accession Number:
- 0001140361-12-030735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-20 17:31:26
- Reporting Period:
- 2012-06-18
- Filing Date:
- 2012-06-20
- Accepted Time:
- 2012-06-20 17:31:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1084817 | Responsys Inc | MKTG | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1517235 | Eugene Donald Smith | C/O Responsys, Inc. 1100 Grundy Lane, 3Rd Floor San Bruno CA 94066 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-18 | 15,000 | $0.40 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-18 | 15,000 | $12.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-19 | 15,000 | $0.40 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-19 | 15,000 | $12.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-06-18 | 15,000 | $0.00 | 15,000 | $0.40 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-06-19 | 15,000 | $0.00 | 15,000 | $0.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 199,375 | 2016-05-09 | No | 4 | M | Direct | |
| 184,375 | 2016-05-09 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2012.
- The stock option grant is 100% vested and immediately exercisable.
Billionaire Hedge Funds
