Filing Details
- Accession Number:
- 0000315449-12-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-20 16:26:36
- Reporting Period:
- 2012-06-20
- Filing Date:
- 2012-06-20
- Accepted Time:
- 2012-06-20 16:26:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315449 | Uqm Technologies Inc | UQM | Electronic Components, Nec (3679) | 840579156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1019343 | A Donald French | 4120 Specialty Place Longmont CO 80504 | Treasurer And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-20 | 20,000 | $0.90 | 126,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-06-20 | 5,000 | $0.90 | 5,000 | No | 4 | P | Indirect | For the account of Pamela Weeks, Mr. French's sister. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | For the account of Pamela Weeks, Mr. French's sister. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,000 | Indirect | Held by a retirement account for the benefit of Mr. French |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | call options | $0.00 | 585,325 | 585,325 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 585,325 | 585,325 | Direct |
Footnotes
- various.
Billionaire Hedge Funds
