Filing Details
- Accession Number:
- 0001181431-12-037228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-19 16:14:53
- Reporting Period:
- 2012-06-18
- Filing Date:
- 2012-06-19
- Accepted Time:
- 2012-06-19 16:14:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526069 | Iii Luciano Siracusano | 380 Madison Avenue 21St Floor New York NY 10017 | Chief Investment Strategist | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-06-18 | 40,000 | $6.55 | 356,554 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-19 | 80,000 | $6.67 | 276,554 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-06-18 | 120,000 | $0.00 | 120,000 | $0.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 210,000 | 2014-03-16 | No | 4 | M | Direct |
Footnotes
- Exercisable as to 75,000 shares on each of March 17, 2005, 2006, 2007, 2008 and 2009 and exercisable as to an additional 375,000 shares on September 7, 2011.
- The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.70, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (4) to this Form 4.
- Includes (i) restricted stock award which vests as to 75,000 shares on each of January 25, 2013 and 2014, and (ii) restricted stock award which vests as to 17,276 shares on January 25, 2013.
- The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.60 to $6.75, inclusive.
Billionaire Hedge Funds
