Filing Details
- Accession Number:
- 0001104659-12-044218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-18 21:24:08
- Reporting Period:
- 2012-06-14
- Filing Date:
- 2012-06-18
- Accepted Time:
- 2012-06-18 21:24:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251107 | Y Peter Tam | 1172 Castro Street Mountain View CA 94040 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-14 | 21,250 | $3.49 | 118,879 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 21,250 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 8,750 | $3.49 | 106,379 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 8,750 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 17,467 | $4.00 | 115,096 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 17,467 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 8,783 | $4.00 | 106,412 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 8,783 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 20,026 | $4.58 | 117,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 20,026 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 14,974 | $4.58 | 112,603 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 14,974 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 15,822 | $4.53 | 113,451 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 15,822 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 19,178 | $4.53 | 116,807 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 19,178 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 13,841 | $4.15 | 111,470 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 13,841 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 21,159 | $4.15 | 118,788 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 21,159 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 20,000 | $3.73 | 117,629 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 20,000 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 4,102 | $3.73 | 101,731 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 4,102 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 15,898 | $3.73 | 113,527 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 15,898 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 9,480 | $3.13 | 107,109 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 9,480 | $25.28 | 97,629 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 25,520 | $3.13 | 123,149 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 25,520 | $25.28 | 97,629 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-14 | 9,480 | $0.00 | 9,480 | $3.13 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-14 | 21,250 | $0.00 | 21,250 | $3.49 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-14 | 20,000 | $0.00 | 20,000 | $3.73 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-14 | 4,102 | $0.00 | 4,102 | $3.73 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-14 | 17,467 | $0.00 | 17,467 | $4.00 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-14 | 13,841 | $0.00 | 13,841 | $4.15 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-14 | 15,822 | $0.00 | 15,822 | $4.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 25,520 | $0.00 | 25,520 | $3.13 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 8,750 | $0.00 | 8,750 | $3.49 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 15,898 | $0.00 | 15,898 | $3.73 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 8,783 | $0.00 | 8,783 | $4.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 21,159 | $0.00 | 21,159 | $4.15 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 20,026 | $0.00 | 20,026 | $4.58 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 19,178 | $0.00 | 19,178 | $4.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 14,974 | $0.00 | 14,974 | $4.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-01-30 | No | 4 | M | Direct | |
| 0 | 2012-10-25 | No | 4 | M | Direct | |
| 4,102 | 2015-08-23 | No | 4 | M | Direct | |
| 0 | 2015-08-23 | No | 4 | M | Direct | |
| 0 | 2013-01-20 | No | 4 | M | Direct | |
| 0 | 2015-01-24 | No | 4 | M | Direct | |
| 0 | 2014-07-19 | No | 4 | M | Direct | |
| 0 | 2016-01-30 | No | 4 | M | Direct | |
| 0 | 2012-10-25 | No | 4 | M | Direct | |
| 40,000 | 2015-08-23 | No | 4 | M | Direct | |
| 0 | 2013-01-20 | No | 4 | M | Direct | |
| 0 | 2015-01-24 | No | 4 | M | Direct | |
| 0 | 2014-01-26 | No | 4 | M | Direct | |
| 0 | 2014-07-19 | No | 4 | M | Direct | |
| 0 | 2014-01-26 | No | 4 | M | Direct |
Footnotes
- Includes 1,408 shares acquired under the VIVUS, Inc. Employee Stock Purchase Plan on May 14, 2012
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2011, as amended.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.71 to $25.73 per share. Upon request by the Commission staff, the Issuer, or a sercurity holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This option is fully vested and immediately exercisable.
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