Filing Details

Accession Number:
0001181431-12-036555
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-14 17:39:42
Reporting Period:
2012-06-12
Filing Date:
2012-06-14
Accepted Time:
2012-06-14 17:39:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350072 Cms Bancorp Inc. CMSB Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390400 E John Ritacco 123 Main Street, Suite 750
White Plains NY 10601
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-06-12 100 $6.70 21,741 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 10,325 Indirect By IRA
Common Stock, Par Value $0.01 Per Share 1,390 Indirect By Wife's IRA
Common Stock, Par Value $0.01 Per Share 225 Indirect Custodian for Amanda J. Ritacco
Common Stock, Par Value $0.01 Per Share 100 Indirect By Son
Footnotes
  1. Includes 20,441 shares of restricted stock granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis, with the fifth and final installment scheduled to vest on November 28, 2012.
  2. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.