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Filing Details

Accession Number:
0001104659-12-043382
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-13 21:48:46
Reporting Period:
2011-06-16
Filing Date:
2012-06-13
Accepted Time:
2012-06-13 21:48:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750004 Scientific Games Corp SGMS Services-Computer Integrated Systems Design (7373) 810422894
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1042589 A Peter Cohen C/o Ramius Llc
599 Lexington Avenue, 20Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-06-16 453 $9.20 453 No 4 P Indirect By Cowen and Company, LLC
Class A Common Stock Disposition 2011-09-09 4,242 $7.97 0 No 4 S Indirect By Cowen and Company, LLC
Class A Common Stock Acquisiton 2012-06-13 3,789 $8.75 0 No 4 P Indirect By Cowen and Company, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Cowen and Company, LLC
No 4 S Indirect By Cowen and Company, LLC
No 4 P Indirect By Cowen and Company, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 750,000 Indirect By Ramius Enterprise Master Fund Ltd
Class A Common Stock 4,400 Indirect By wife
Class A Common Stock 1,500 Indirect By daughter
Class A Common Stock 8,000 Indirect By trust for daughter
Class A Common Stock 7,000 Indirect By trust for son
Footnotes
  1. Ramius Advisors, LLC ("Ramius Advisors") is the investment advisor of Ramius Enterprise Master Fund Ltd. ("Enterprise") and may be considered the beneficial owner of any securities deemed to be beneficially owned by Enterprise. Ramius LLC ("Ramius") is the sole managing member of Ramius Advisors and may be considered the beneficial owner of any securities deemed to be beneficially owned by Ramius Advisors. As the sole member of Ramius, Cowen Group, Inc. ("Cowen") may be considered the beneficial owner of any securities deemed to be owned by Ramius. As a significant shareholder of Cowen, RCG Holdings LLC ("RCG Holdings") may be considered the beneficial owner of any securities deemed to be beneficially owned by Cowen.
  2. (continuation of footnote 1): As the managing member of RCG Holdings, C4S & Co., L.L.C. ("C4S") may be considered the beneficial owner of any securities deemed to be beneficially owned by RCG Holdings. As a managing member of C4S, the reporting person may be considered the beneficial owner of any securities deemed to be beneficially owned by C4S. The reporting person and the other Ramius affiliates (other than Enterprise) disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein.
  3. On September 15, 2008, 750,000 shares of Class A Common Stock reported herein as being beneficially owned by Enterprise (the "Frozen Shares") were frozen in Enterprise's prime brokerage account as a result of Lehman Brothers International (Europe) ("LBIE") being placed in administration. LBIE, through certain of its affiliates, was a prime broker for Enterprise. The current status of the Frozen Shares under LBIE's administration proceedings has not been determined. Enterprise claims beneficial ownership over the Frozen Shares until such time as a final determination concerning the Frozen Shares is made.
  4. The reporting person is a co-trustee under each of these trusts and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  5. As the ultimate parent of Cowen and Company, LLC ("Cowen and Company"), Cowen may be considered the beneficial owner of any securities deemed to be owned by Cowen and Company. As a significant shareholder of Cowen, RCG Holdings may be considered the beneficial owner of any securities deemed to be beneficially owned by Cowen. As the managing member of RCG Holdings, C4S may be considered the beneficial owner of any securities deemed to be beneficially owned by RCG Holdings. As a managing member of C4S, the reporting person may be considered the beneficial owner of any securities deemed to be beneficially owned by C4S. The reporting person and the other Cowen affiliates (other than Cowen and Company) disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein.
  6. This transaction was initiated in error by Cowen and Company's quantitative trading program and closed out as soon as reasonably practicable following its discovery.