Home > Insider Trading > Filing (0001181431-12-036413)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1351766	Mccauley J Brown	850 Dixie Highway Louisville KY 40210		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common	Disposition	2011-12-10	1,800	$0.00	16,054	No	5	G	Direct
Class A Common	Acquisiton	2011-12-10	300	$0.00	2,885	No	5	G	Indirect	By children
Class A Common	Acquisiton	2011-12-14	179	$76.00	3,064	No	4	P	Indirect	By Children

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	By children
No	4	P	Indirect	By Children

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	548,926	Indirect	By Brown Ventures LLC
Class A Common	28,000	Indirect	By MAE LLC
Class A Common	231,933	Indirect	By GRAT
Class A Common	32,081	Indirect	By JMB Irrev Trust
Class A Common	30,172	Indirect	By Spouse
Class B Common	45,010	Direct
Class B Common	137,231	Indirect	By Brown Ventures LLC
Class B Common	3,762	Indirect	BF 401(k) Plan
Class B Common	393	Indirect	By Children
Class B Common	7,543	Indirect	By Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Non-Qualified Stock Option (right to buy)	$35.83	2007-05-01	2014-04-30	1,375	1,375	Direct
Class B Common	Stock Appreciation Right	$45.53	2008-05-01	2015-04-30	1,189	1,189	Direct
Class B Common	Stock Appreciation Right	$55.69	2009-05-01	2016-04-30	2,564	2,564	Direct
Class B Common	Stock Appreciation Right	$53.80	2010-05-01	2017-04-30	2,936	2,936	Direct
Class B Common	Stock Appreciation Right	$56.58	2011-05-01	2018-04-30	2,696	2,696	Direct
Class B Common	Restricted Stock Unit	$0.00			817	817	Direct
Class B Common	Restricted Stock Unit	$0.00			575	575	Direct
Class B Common	Restricted Stock Unit	$0.00			488	488	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-04-30	1,375	1,375	Direct
2015-04-30	1,189	1,189	Direct
2016-04-30	2,564	2,564	Direct
2017-04-30	2,936	2,936	Direct
2018-04-30	2,696	2,696	Direct
	817	817	Direct
	575	575	Direct
	488	488	Direct

Footnotes

Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of April 30, 2012.
Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common Stock.
The Restricted Stock Units were granted July 23, 2009, and vest April 30, 2013.
The Restricted Stock Units were granted July 22, 2010, and vest April 30, 2014.
The Restricted Stock Units were granted July 28, 2011, and vest April 30, 2015.