Filing Details

Accession Number:
0001534158-12-000128
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-12 17:53:18
Reporting Period:
2012-06-08
Filing Date:
2012-06-12
Accepted Time:
2012-06-12 17:53:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229313 D Stephen Newlin Polyone Center
33587 Walker Road
Avon Lake OH 44012
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-08 142,033 $1.43 578,037 No 4 M Direct
Common Stock Disposition 2012-06-08 67,623 $13.59 510,414 No 4 D Direct
Common Stock Disposition 2012-06-12 74,410 $13.13 436,004 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2012-06-08 142,033 $0.00 142,033 $1.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-04 No 4 M Direct
Footnotes
  1. The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
  2. The sales price is a weighted average for the sales transactions. The sales prices range from a low of $12.94 per share to a high of $13.38 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
  3. SARs become exercisable and vest one-third on the attainment of 10%, 20% and 30% stock appreciation (which must be maintained for a minimum of three consecutive trading days) from the grant date closing price of $1.43 per share, with no more than one-third vesting per year during the first three years.