Filing Details

Accession Number:
0001209191-10-045644
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-09 17:22:07
Reporting Period:
2010-09-07
Filing Date:
2010-09-09
Accepted Time:
2010-09-09 17:22:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1132484 Netezza Corp NZ Electronic Computers (3571) 043527320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404882 S Jitendra Saxena C/O Netezza Corporation
26 Forest Street
Marlborough MA 01752
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-07 42,000 $2.50 1,265,242 No 4 M Direct
Common Stock Disposition 2010-09-07 42,000 $21.32 1,223,242 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-09-07 42,000 $0.00 42,000 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
316,000 2016-02-20 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 15, 2010.
  2. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $20.55 to $21.83 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Represents partial exercise of an option to purchase an aggregate of 400,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 20, 2006. This option is currently vested as to 360,000 shares, and will vest as to 20,000 additional shares on November 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2011.