Filing Details

Accession Number:
0001181431-12-034917
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-06 14:09:55
Reporting Period:
2012-06-04
Filing Date:
2012-06-06
Accepted Time:
2012-06-06 14:09:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Commodity Contracts Brokers & Dealers (6221) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526069 Iii Luciano Siracusano 380 Madison Avenue
21St Floor
New York NY 10017
Chief Investment Strategist No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-06-04 25,000 $6.49 326,554 No 4 S Direct
Common Stock Disposition 2012-06-05 50,000 $6.41 276,554 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-06-04 75,000 $0.00 75,000 $0.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
375,000 2014-03-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 351,554 Direct
Footnotes
  1. Exercisable as to 75,000 shares on each of March 17, 2005, 2006, 2007, 2008 and 2009 and exercisable as to an additional 375,000 shares on September 7, 2011.
  2. Includes (i) restricted stock award which vests as to 75,000 shares on each of January 25, 2013 and 2014, and (ii) restricted stock award which vests as to 17,276 shares on January 25, 2013.
  3. The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.40 to $6.54, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4) to this Form 4.
  4. The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.37 to $6.45, inclusive.