Filing Details
- Accession Number:
- 0001181431-12-034824
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-05 19:19:19
- Reporting Period:
- 2012-06-01
- Filing Date:
- 2012-06-05
- Accepted Time:
- 2012-06-05 18:19:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403256 | Och-Ziff Capital Management Group Llc | OZM | Investment Advice (6282) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417561 | Daniel Och | C/O Och-Ziff Capital Management Group Llc, 9 West 57Th Street New York NY 10019 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Shares | Acquisiton | 2012-06-01 | 255,300 | $6.99 | 1,711,900 | No | 4 | P | Direct | |
| Class A Shares | Acquisiton | 2012-06-04 | 222,003 | $6.77 | 1,933,903 | No | 4 | P | Direct | |
| Class A Shares | Acquisiton | 2012-06-05 | 23,168 | $6.75 | 1,957,071 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- All purchases listed on this Form 4 were made by the Reporting Person pursuant to a plan adopted on May 24, 2012, which is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- The Class A Shares were purchased at prices ranging from $6.65 to $7.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.
- The Class A Shares were purchased at prices ranging from $6.73 to $6.99. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.
- The Class A Shares were purchased at prices ranging from $6.74 to $6.75. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.
Billionaire Hedge Funds
