Filing Details

Accession Number:
0001140361-12-028582
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-04 16:54:47
Reporting Period:
2012-05-31
Filing Date:
2012-06-04
Accepted Time:
2012-06-04 16:54:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532063 Express Scripts Holding Co. ESRX Retail-Drug Stores And Proprietary Stores (5912) 452884094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235686 Seymour Sternberg C/O Express Scripts Holding Company
One Express Way
St. Louis MO 63121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-31 16,968 $24.64 23,388 No 4 M Direct
Common Stock Disposition 2012-05-31 8,011 $52.19 15,377 No 4 D Direct
Common Stock Disposition 2012-05-31 8,957 $50.87 21,639 No 4 S Direct
Common Stock Disposition 2012-05-31 3,311 $50.88 18,328 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Express Scripts Holding Company Common Stock Stock Appreciation Right Disposition 2012-05-31 16,968 $0.00 16,968 $24.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-05-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,831 Indirect By GRAT
Common Stock 2,758 Indirect By Spouse
Footnotes
  1. Stock Appreciation Right vests in three equal installments on the first three anniversaries of the grant date.
  2. Stock Appreciation Right granted pursuant to Express Scripts 2000 Long-Term Incentive Plan.
  3. Includes 15,129 shares previously reported as held in a grantor retained annuity trust (GRAT), and indrectly benefically owned by Reporting Person, which shares were transferred on June 1, 2012 by the GRAT to, and are now directly owned by, Reporting Person.