Filing Details

Accession Number:
0000014693-12-000062
Form Type:
5
Zero Holdings:
No
Publication Time:
2012-06-01 16:36:41
Reporting Period:
2012-04-30
Filing Date:
2012-06-01
Accepted Time:
2012-06-01 16:36:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418348 E Matthew Hamel 850 Dixie Highway
Louisville KY 40210
Evp, Gen Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2012-01-06 37 $81.19 63 No 5 P Indirect ESPP
Class B Common Acquisiton 2012-04-05 36 $84.44 135 No 5 P Indirect ESPP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect ESPP
No 5 P Indirect ESPP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 684 Direct
Class B Common 1,989 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Appreciation Right $53.62 2010-05-01 2017-04-30 9,511 9,511 Direct
Class B Common Stock Appreciation Right $56.58 2011-05-01 2018-04-30 9,190 9,190 Direct
Class B Common Stock Appreciation Right $43.10 2012-05-01 2019-04-30 18,822 18,822 Direct
Class B Common Stock Appreciation Right $61.24 2013-05-01 2020-04-30 15,797 15,797 Direct
Class B Common Stock Appreciation Right $73.95 2014-05-01 2021-04-30 15,022 15,022 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-04-30 9,511 9,511 Direct
2018-04-30 9,190 9,190 Direct
2019-04-30 18,822 18,822 Direct
2020-04-30 15,797 15,797 Direct
2021-04-30 15,022 15,022 Direct
Footnotes
  1. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of May 22, 2012.
  2. Includes shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on January 6, 2012.
  3. Includes shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on April 5, 2012.