Filing Details

Accession Number:
0001209191-12-031617
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-01 16:24:13
Reporting Period:
2012-05-30
Filing Date:
2012-06-01
Accepted Time:
2012-06-01 15:24:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883107 Nanophase Technologies Corporation NANX Miscellaneous Primary Metal Products (3390) 363687863
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184478 Jess Jankowski 1319 Marquette Drive
Romeoville IL 60446
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-30 400 $0.33 18,861 No 4 P Direct
Common Stock Acquisiton 2012-05-31 4 $0.27 18,865 No 4 P Direct
Common Stock Acquisiton 2012-06-01 1,551 $0.48 20,416 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect Spouse's IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock (right to buy) $3.66 2004-03-24 2013-03-24 18,000 18,000 Direct
Common Stock Common Stock (right to buy) $5.55 2005-10-11 2014-10-11 11,000 11,000 Direct
Common Stock Common Stock (right to buy) $6.03 2006-09-27 2015-09-27 10,000 10,000 Direct
Common Stock Common Stock (right to buy) $6.01 2007-09-27 2016-09-27 15,000 15,000 Direct
Common Stock Common Stock (right to buy) $4.48 2008-11-06 2017-11-06 18,000 18,000 Direct
Common Stock Common Stock (right to buy) $3.14 2009-05-12 2018-05-12 23,000 23,000 Direct
Common Stock Common Stock (right to buy) $1.02 2010-05-04 2019-05-04 30,000 30,000 Direct
Common Stock Common Stock (right to buy) $1.70 2011-05-03 2020-05-03 27,000 27,000 Direct
Common Stock Common Stock (right to buy) $1.26 2012-05-02 2021-05-02 85,000 85,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-03-24 18,000 18,000 Direct
2014-10-11 11,000 11,000 Direct
2015-09-27 10,000 10,000 Direct
2016-09-27 15,000 15,000 Direct
2017-11-06 18,000 18,000 Direct
2018-05-12 23,000 23,000 Direct
2019-05-04 30,000 30,000 Direct
2020-05-03 27,000 27,000 Direct
2021-05-02 85,000 85,000 Direct
Footnotes
  1. Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.