Filing Details
- Accession Number:
- 0001247640-12-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-30 16:23:46
- Reporting Period:
- 2012-05-29
- Filing Date:
- 2012-05-30
- Accepted Time:
- 2012-05-30 16:23:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1010552 | Polycom Inc | PLCM | Telephone & Telegraph Apparatus (3661) | 943128324 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319799 | Laura Durr | 6001 America Center Drive San Jose CA 95164 | Svp, Worldwide Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-29 | 2,834 | $8.40 | 29,814 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-29 | 2,834 | $11.48 | 26,980 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-05-29 | 2,834 | $0.00 | 2,834 | $8.40 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2012-05-29 | 7,000 | $0.00 | 7,000 | $11.61 |
| Common Stock | Restricted Stock Units | Acquisiton | 2012-05-29 | 1,929 | $0.00 | 1,929 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-08-02 | No | 4 | M | Direct | |
| 7,000 | 2019-05-29 | No | 4 | A | Direct | |
| 1,929 | No | 4 | A | Direct |
Footnotes
- The employee stock option exercises and sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 30, 2011.
- All trades occurred within the following one dollar price range: $10.87 through $11.74. The reported price is the weighted average for trades within this range. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This stock option vested as to 25% of the total 40,000 granted shares (adjusted for Polycom's 2-for-1 stock split effective July 1, 2011) on the 12-month anniversary of the August 2, 2005 grant date and monthly thereafter in equal installments over the remaining 36 months until fully vested on August 2, 2009.
- This stock option is scheduled to vest in equal installments on the first two annual anniversaries of the May 29, 2012 grant date.
- This Restricted Stock Unit Award is scheduled to vest in full on the first annual anniversary date of the May 29, 2012 grant date.
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