Filing Details

Accession Number:
0001209191-12-029917
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-23 13:42:51
Reporting Period:
2012-05-22
Filing Date:
2012-05-23
Accepted Time:
2012-05-23 12:42:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1290818 Jr T Michael Crowley 4949 West Brown Deer Rd.
Milwaukee WI 53223
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-22 3,800 $3.39 1,323,075 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 128,596 Indirect By spouse
Common Stock 118,417 Indirect By Trust
Common Stock 40,000 Indirect By ESOP
Common Stock 133,726 Indirect By 401(k) Plan
Common Stock 146,905 Indirect Held in Benefit Restoration Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to buy $10.67 2014-05-03 700,000 700,000 Direct
Common Stock Option to buy $5.05 2021-01-18 15,000 15,000 Direct
Common Stock Option to buy $3.39 2022-01-17 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-05-03 700,000 700,000 Direct
2021-01-18 15,000 15,000 Direct
2022-01-17 20,000 20,000 Direct
Footnotes
  1. As trustee of the family trust.
  2. Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2011.
  3. Held in the Bank Mutual Corporation 401(k) Plan. The information presented is based on the Plan statement dated 12-31-2011.
  4. Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on the Plan statement dated 12-31-2011.
  5. Employee Stock Option. The option is fully vested.
  6. Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  7. Stock option granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.