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Filing Details

Accession Number:
0001127602-12-017798
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-05-22 17:49:08
Reporting Period:
2012-02-28
Filing Date:
2012-05-22
Accepted Time:
2012-05-22 16:49:08
Original Submission Date:
2012-03-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1097264 Allos Therapeutics Inc ALTH Pharmaceutical Preparations (2834) 541655029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489966 Q Charles Morris 11080 Circlepoint Road
Suite 200
Westminster CO 80020
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-28 241,848 $0.00 683,448 No 4 A Direct
Common Stock Disposition 2012-02-29 10,155 $1.52 673,293 No 4 S Direct
Common Stock Disposition 2012-03-01 10,292 $1.48 663,001 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares of common stock issued as restricted stock units ("RSUs") awarded under the Company's 2008 Equity Incentive Plan (the "Plan"). The RSUs shall vest in a series of eight (8) successive equal semi-annual installments over the four (4)-year period measured from March 18, 2012 (the "Vesting Commencement Date"), subject to Participant's Continuous Service through each such date.
  2. These shares are being sold pursuant to a 10b5-1 plan for Charles Q. Morris in order to cover the withholding tax and other costs associated with such sale (i.e., wire fees, commission or interest) in connection with the vesting of restricted stock units on February 28, 2012.
  3. The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $1.52 to $1.54. Upon request of the SEC staff, Allos Therapeutics, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.