Filing Details

Accession Number:
0001181431-12-031166
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-18 17:53:42
Reporting Period:
2012-05-16
Filing Date:
2012-05-18
Accepted Time:
2012-05-18 16:53:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Commodity Contracts Brokers & Dealers (6221) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197950 Jarrett R Lilien 1200 Broadway
Suite 8B
New York NY 10001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-16 20,000 $7.13 327,297 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2012-05-16 80,630 $0.95 80,630 $0.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
80,631 2018-11-12 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,705 Indirect By Bendigo Ventures
Footnotes
  1. Exercisable as to 1/3 of original grant of 394,736 on each of November 13, 2009, 2010 and 2011.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.21, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Restricted stock awarded on July 27, 2011 and vesting as to 13,568 shares on each of July 27, 2012 and 2013 and as to 13,569 shares on July 27, 2014.