Filing Details

Accession Number:
0001209191-12-028461
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-16 10:07:39
Reporting Period:
2012-05-15
Filing Date:
2012-05-16
Accepted Time:
2012-05-16 09:07:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1029730 Ladenburg Thalmann Financial Services Inc LTS Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 650701248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1053471 M Howard Lorber C/o New Valley Llc
100 Se Second St
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-15 25 $1.45 2,669,605 No 4 P Direct
Common Stock Acquisiton 2012-05-15 451 $1.46 2,670,056 No 4 P Direct
Common Stock Acquisiton 2012-05-15 4,524 $1.47 2,674,580 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 301,227 Indirect Lorber Epsilon 1999 Limited Partnership
Common Stock 220,800 Indirect Lorber Alpha II Partnership
Common Stock 67 Indirect By Howard Lorber Rollover IRA
Footnotes
  1. Lorber Epsilon 1999 LLC, a Delaware limited liability company, is the general partner of Lorber Epsilon 1999 Limited Partnership. Lorber Alpha II Limited Partnership, a Nevada limited partnership, is the sole member of, and Mr. Lorber is the manager of, Lorber Epsilon 1999 LLC. Lorber Alpha II, Inc., a Nevada corporation, is the general partner of Lorber Alpha II Limited Partnership. Mr. Lorber is the director, officer and principal stockholder of Lorber Alpha II, Inc.