Filing Details

Accession Number:
0001170961-12-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-15 13:36:02
Reporting Period:
2012-05-11
Filing Date:
2012-05-15
Accepted Time:
2012-05-15 12:36:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
814181 Penn Treaty American Corp PTYA Accident & Health Insurance (6321) 231664166
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1271381 S Alan Parsow 2222 Skyline Drive
Elkhorn NE 68022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-11 20,000 $0.45 1,029,534 No 4 S Indirect See Ftnote 2
Common Stock Disposition 2012-05-11 121,700 $0.45 907,834 No 4 S Indirect See Ftnote 2
Common Stock Disposition 2012-05-11 68,999 $0.46 838,835 No 4 S Indirect See Ftnote 2
Common Stock Disposition 2012-05-11 25,000 $0.47 813,835 No 4 S Indirect See Ftnote 2
Common Stock Disposition 2012-05-11 100,000 $0.48 713,835 No 4 S Indirect See Ftnote 2
Common Stock Disposition 2012-05-11 10,000 $0.49 703,835 No 4 S Indirect See Ftnote 2
Common Stock Disposition 2012-05-11 104,301 $0.49 599,534 No 4 S Indirect See Ftnote 2
Common Stock Disposition 2012-05-11 50,000 $0.51 549,534 No 4 S Indirect See Ftnote 2
Common Stock Disposition 2012-05-11 2,500 $0.55 547,034 No 4 S Indirect See Ftnote 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Ftnote 2
No 4 S Indirect See Ftnote 2
No 4 S Indirect See Ftnote 2
No 4 S Indirect See Ftnote 2
No 4 S Indirect See Ftnote 2
No 4 S Indirect See Ftnote 2
No 4 S Indirect See Ftnote 2
No 4 S Indirect See Ftnote 2
No 4 S Indirect See Ftnote 2
Footnotes
  1. Of the shares listed that are beneficially owned, the Alan S. Parsow IRA owns 23,500 and Elkhorn Partners LP owns the remaining shares.
  2. Shares held by Elkhorn Partners LP ("Elkhorn"). The general partner of Elkhorn is Parsow Management LLC ("Parsow Management") and the sole manager of Parsow Management is Alan S. Parsow. As a result of these relationships, Parsow Management and Mr. Parsow may be deemed to have or share voting and/or investment power with respect to the shares held by or for the account of or benefit of Elkhorn. All information is based on the Schedule 13D/A executed by Elkhorn and filed with the Securities and Exchange Commission on September 13, 2011.