Filing Details

Accession Number:
0000909791-12-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-10 18:36:17
Reporting Period:
2012-05-09
Filing Date:
2012-05-10
Accepted Time:
2012-05-10 17:36:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909791 Ultratech Inc UTEK Special Industry Machinery, Nec (3559) 943169580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227979 R Bruce Wright 3050 Zanker Road
San Jose CA 95134
Sr. Vp-Fin, Cfo & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-09 41,730 $29.87 114,793 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $29.63 to a high of $30.17. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  2. Includes (i) 26,000 shares subject to RSUs which will vest in a series of 26 successive equal monthly installments upon completion of each month of service over the 26-month period measured from 1/1/2012 and the underlying shares will be issued on 1/31 following the year they vest (or in March 2014 for the 2 installments vest in that year), (ii) 38,000 shares subject to RSUs which will vest in a series of 38 successive equal monthly installments upon completion of each month of service over the 38-month period measured from 1/1/2012 and underlying shares will be issued on 1/31 following the year they vest (or in March 2015 for 2 installments vest in that year), and (iii) 13,333 shares subject to RSUs which will vest in a series of 50 successive equal monthly installments upon completion of each month of service over the 50-month period measured from 1/1/2012 and underlying shares will be issued on 1/31 following the year they vest (or in March 2016 for 2 installments vest in that year)