Filing Details

Accession Number:
0001104659-12-035423
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-09 22:45:35
Reporting Period:
2012-05-07
Filing Date:
2012-05-09
Accepted Time:
2012-05-09 21:45:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327471 Reald Inc. RLD Radio & Tv Broadcasting & Communications Equipment (3663) 770620426
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491571 Joshua Greer C/O Reald Inc.
100 N. Crescent Drive, Suite 200
Beverly Hills CA 90210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-07 4,340 $11.37 1,935 No 4 S Indirect By trust
Common Stock Disposition 2012-05-07 4,340 $11.37 1,833 No 4 S Indirect By trust
Common Stock Disposition 2012-05-07 4,400 $11.36 1,824 No 4 S Indirect By trust
Common Stock Disposition 2012-05-07 4,340 $11.37 1,823 No 4 S Indirect By trust
Common Stock Disposition 2012-05-08 1,935 $11.18 0 No 4 S Indirect By trust
Common Stock Disposition 2012-05-08 1,833 $11.18 0 No 4 S Indirect By trust
Common Stock Disposition 2012-05-08 1,824 $11.18 0 No 4 S Indirect By trust
Common Stock Disposition 2012-05-08 1,823 $11.18 0 No 4 S Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,939,836 Indirect As joint trustee of The Greer Trust
Common Stock 23,457 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the Lifetime Benefit Trust for Darrow Feldstein #1.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.57, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. These shares are held by the Lifetime Benefit Trust for Darrow Feldstein #1, the beneficiary of which is the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the Lifetime Benefit Trust for Emily Greer #1.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.57, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. These shares are held by the Lifetime Benefit Trust for Emily Greer #1, the beneficiary of which is the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  7. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the Lifetime Benefit Trust for Halley Crane #1.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.15 to $11.57, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. These shares are held by the Lifetime Benefit Trust for Halley Crane #1, the beneficiary of which is the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  10. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the Lifetime Benefit Trust for Jack Greer #1.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.165 to $11.57, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  12. These shares are held by the Lifetime Benefit Trust for Jack Greer #1, the beneficiary of which is the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.115 to $11.32, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.11 to $11.26, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.09 to $11.25, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.11 to $11.32, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  17. These shares are directly held by The Greer Trust and indirectly held by the Reporting Person as joint trustee.