Filing Details
- Accession Number:
- 0001127602-12-012622
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-03 10:57:54
- Reporting Period:
- 2012-04-02
- Filing Date:
- 2012-04-03
- Accepted Time:
- 2012-04-03 09:57:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346254 | Greg Creed | 1 Glen Bell Way Irvine CA 92614 | Ceo - Taco Bell | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-02 | 11,040 | $29.61 | 36,787 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-04-02 | 7,627 | $70.50 | 29,160 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-04-02 | 3,413 | $70.48 | 25,747 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-04-02 | 11,040 | $0.00 | 11,040 | $29.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,324 | 2011-01-19 | 2017-01-19 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $70.455 to $70.485. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
