Filing Details

Accession Number:
0001140361-12-018499
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-02 15:36:32
Reporting Period:
2012-03-29
Filing Date:
2012-04-02
Accepted Time:
2012-04-02 14:36:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1497770 Walker & Dunlop Inc. WD Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
824468 Ag/ Suisse Credit See Footnote (1) In Exhibit 99.1
11 Madison Ave
New York NY 10010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-29 221,635 $12.25 5,070,302 No 4 S Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Note
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,517 Indirect See note
Footnotes
  1. Column Guaranteed LLC ("Column") sold shares of common stock of the Issuer pursuant to a plan intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, previously entered into on March 16, 2012. Column is an indirect subsidiary of the Reporting Person (see note (1) on Exhibit 99.1).
  2. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sale prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  3. Sale prices range from $12.25 to $12.26 per share, inclusive.
  4. Represents shares directly held by Column and indirectly beneficially owned by Reporting Person (see note (1) on Exhibit 99.1).
  5. Represent shares directly held by Edmund F. Taylor and indirectly beneficially owned by the Reporting Person. The shares of restricted common stock were previously granted by the Issuer pursuant to the terms of its 2010 Equity Incentive Plan to Mr. Taylor for serving as a director of the Issuer. Mr. Taylor is a managing director of Credit Suisse Securities (USA) LLC, and pursuant to an arrangement, any director compensation received by him while so employed is paid over to or held for the benefit of Credit Suisse Securities (USA) LLC, or an affiliate thereof. Upon vesting, the shares are to be transferred to Credit Suisse Securities (USA) LLC, or an affiliate thereof, for no additional consideration. See note (1) on Exhibit 99.1