Filing Details

Accession Number:
0001437749-12-003218
Form Type:
5/A
Zero Holdings:
No
Publication Time:
2012-04-02 14:17:30
Reporting Period:
2007-10-25
Filing Date:
2012-04-02
Accepted Time:
2012-04-02 13:17:30
Original Submission Date:
2012-02-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389545 Novabay Pharmaceuticals Inc. NBY Pharmaceutical Preparations (2834) 680454536
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532040 W. David Stroman C/O Novabay Pharmaceuticals, Inc.
5980 Horton Street, Suite 550
Emeryville CA 94608
Svp, Ophthalmic Product Devt. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2007-10-25 2,000 $4.00 2,000 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
Footnotes
  1. Dr. Stroman purchased 2,000 Common shares at the Company's IPO in October 2007 and he was not an employee of the Company at the time of the purchase. Dr. Stroman joined the Company in October 2011.