Filing Details

Accession Number:
0001179110-12-005895
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-28 17:43:34
Reporting Period:
2012-03-26
Filing Date:
2012-03-28
Accepted Time:
2012-03-28 16:43:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
795212 Trans World Entertainment Corp TWMC Retail-Record & Prerecorded Tape Stores (5735) 141541629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187724 J John Sullivan 38 Corporate Circle
Albany NY 12203
Former Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2012-03-26 82,045 $2.25 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 32,538 Indirect 401(k) holdings
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.01 Per Share Employee Stock Options (Right to Buy) $0.00 2012-12-12 320,000 320,000 Direct
Common Stock, Par Value $0.01 Per Share Stock Settled Appreciation Rights $0.00 2012-12-12 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-12-12 320,000 320,000 Direct
2012-12-12 100,000 100,000 Direct
Footnotes
  1. Previously Reported on Form 4.
  2. All equity grants are exercisable and terminate on 12/12/12.