Filing Details

Accession Number:
0001209191-12-019608
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-22 17:54:07
Reporting Period:
2012-03-20
Filing Date:
2012-03-22
Accepted Time:
2012-03-22 16:54:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411207 Allison Transmission Holdings Inc ALSN Motor Vehicle Parts & Accessories (3714) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1297369 Onex Us Principals Lp C/O Onex Corporation
161 Bay Street
Toronto A6 M5J 2S1
No No Yes No
1367466 P L Ii Partners Onex C/O Onex Corporation
161 Bay Street
Toronto A6 M5J 2S1
No No Yes No
1517797 Onex Partners Ii Gp Lp C/O Onex Corporation
161 Bay Street
Toronto A6 M5J 2S1
No No Yes No
1517831 1597257 Ontario Inc. C/O Onex Corporation
161 Bay Street
Toronto A6 M5J 2S1
No No Yes No
1544357 Onex Advisor Subco Llc C/O Onex Corporation
161 Bay Street
Toronto A6 M5J 2S1
No No Yes No
1544360 Onex Partners Gp Inc. C/O Onex Corporation
161 Bay Street
Toronto A6 M5J 2S1
No No Yes No
1544368 Onex Allison Co-Invest Lp C/O Onex Corporation
161 Bay Street
Toronto A6 M5J 2S1
No No Yes No
1544369 Onex Advisor Iii Llc C/O Onex Corporation
161 Bay Street
Toronto A6 M5J 2S1
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-20 15,007,500 $21.74 75,348,749 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. Includes: (i) 34,064,491 shares of common stock held by Onex Partners II LP; (ii) 22,901,322 shares of common stock held by Onex Allison Holding Limited S.a R.L.; (iii) 16,057,930 shares of common stock held by Onex Allison Co-Invest LP; (iv) 641,740 shares of common stock held by Onex US Principals LP; and (v) 320,170 shares of common stock held by Onex Partners II GP LP.
  2. Onex Corporation may be deemed to beneficially own the common stock held by (a) Onex Partners II LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP, the general partner of Onex Partners II LP; (b) Onex Allison Holding Limited S.a R.L., through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of each of Allison Executive Investco LLC, which owns all of the equity of Allison Executive Investco II LLC, and Onex American Holdings Subco LLC, which owns all of the equity interests of OAH Wind LLC, which OAH Wind LLC and Allison Executive Investco II LLC own all of the equity interests of Onex Allison Holding Limited S.a R.L.; (continued)
  3. (c) Onex Allison Co-Invest LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP, the general partner of Onex Allison Co-Invest LP; (d) Onex US Principals LP, through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP; and (e) Onex Partners II GP LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP.
  4. Also includes 1,361,911 shares of common stock and 1,185 shares of non-voting common stock held by 1597257 Ontario Inc., an independent entity that is controlled by Mr. Gerald W. Schwartz. Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, owns shares representing a majority of the voting rights of the shares of Onex Corporation and as such may be deemed to own beneficially all of the common stock and non-voting common stock owned beneficially by Onex Corporation. Mr. Schwartz disclaims such beneficial ownership, except to the extent of his pecuniary interest therein. Mr. Schwartz has indirect voting and investment control of Onex Corporation.
  5. Due to the limitations of the electronic filing system, Onex Corporation, Gerald W. Schwartz, Onex American Holdings II LLC, Onex American Holdings GP LLC, Allison Executive Investco LLC, Allison Executive Investco II LLC, Onex American Holdings Subco LLC, OAH Wind LLC and Onex Allison Holding Limited S.a R.L. are filing a separate Form 4.