Filing Details
- Accession Number:
- 0001071405-12-000033
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-16 13:48:19
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-03-16
- Accepted Time:
- 2012-03-16 12:48:19
- Original Submission Date:
- 2012-03-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 806175 | New Leaf Brands Inc. | NLEF | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 770125664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1071405 | Lee Orrie Tawes | 100 Wall Street 8Th Floor New York NY 10005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-21 | 90,909 | $0.00 | 23,558,616 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 400,000 | $0.08 | 23,558,616 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 350,000 | $0.08 | 23,558,616 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 8,388,602 | $0.08 | 23,558,616 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2011-09-30 | 602,585 | $0.00 | 23,558,616 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-11-01 | 205,500 | $0.00 | 23,558,616 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-12-31 | 35,487 | $0.00 | 23,558,616 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 5 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2011-01-21 | 4,803,922 | $0.00 | 4,803,922 | $0.15 |
| Common Stock | Conv. Note | Acquisiton | 2011-08-24 | 1 | $0.00 | 2,410,340 | $0.05 |
| Common Stock | Conv. Note | Acquisiton | 2011-11-01 | 1 | $0.00 | 1,000,000 | $0.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,496,989 | 2011-01-21 | 2016-01-21 | No | 4 | P | Direct |
| 8,496,989 | 2011-08-24 | 2011-07-23 | No | 4 | P | Direct |
| 8,496,989 | 2011-11-01 | 2012-10-01 | No | 4 | P | Direct |
Footnotes
- Bonus on Conversion of note into Preferred K stock.
- Bonus on conversion of note into new note.
- Distribution from Investment fund.
Billionaire Hedge Funds
