Filing Details
- Accession Number:
- 0001497097-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-08 20:15:22
- Reporting Period:
- 2012-05-07
- Filing Date:
- 2012-05-08
- Accepted Time:
- 2012-05-08 20:15:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928421 | Mattson Technology Inc | MTSN | Special Industry Machinery, Nec (3559) | 770208119 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244995 | Loel David Dutton | 47131 Bayside Parkway Fremont CA 94538 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-05-07 | 41,427 | $2.36 | 3,488 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-07 | 6,900 | $0.76 | 10,388 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-07 | 6,900 | $2.35 | 3,488 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-08 | 6,310 | $0.76 | 9,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-08 | 6,310 | $2.24 | 3,488 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-08 | 790 | $0.76 | 4,278 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-08 | 790 | $2.35 | 3,488 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-05-07 | 6,900 | $2.35 | 6,900 | $0.76 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-05-08 | 6,310 | $2.24 | 6,310 | $0.76 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-05-08 | 790 | $2.35 | 790 | $0.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,838 | 2010-02-09 | 2016-02-09 | No | 4 | M | Direct |
| 160,528 | 2010-02-09 | 2016-02-09 | No | 4 | M | Direct |
| 159,738 | 2010-02-09 | 2016-02-09 | No | 4 | M | Direct |
Billionaire Hedge Funds
