Filing Details

Accession Number:
0001140361-12-023678
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-08 16:59:09
Reporting Period:
2012-05-04
Filing Date:
2012-05-08
Accepted Time:
2012-05-08 16:59:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727273 Cadiz Inc CDZI Water Supply (4941) 770313235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536904 Dominic Redfern C/O Altima Partners Llp
23 Savile Row, 6Th Floor
London, United Kingdom X0 W1S 2ET
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-05-04 4,200 $8.30 564,700 No 4 P Indirect By Altima Global Special Situations Master Fund
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-05-07 5,300 $8.36 570,000 No 4 P Indirect By Altima Global Special Situations Master Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Altima Global Special Situations Master Fund
No 4 P Indirect By Altima Global Special Situations Master Fund
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 746,651 Indirect By Altima Global Special Opportunities Fund
Common Stock, Par Value $0.01 Per Share 201,467 Indirect By Altima Services UK Limited
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion, and the inclusion of these shares.