Filing Details

Accession Number:
0001209191-12-026617
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-08 16:01:09
Reporting Period:
2012-05-04
Filing Date:
2012-05-08
Accepted Time:
2012-05-08 16:01:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1283707 E Liam Mcgee One Hartford Plaza
Hartford CT 06155
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-04 25,088 $19.08 26,836 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Unit 206,606 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $28.91 2021-03-01 302,045 302,045 Direct
Common Stock Stock Options $20.63 2022-02-28 506,073 506,073 Direct
Common Stock Restricted Units $0.00 2013-02-25 114,580 114,580 Direct
Common Stock Deferred Units $0.00 2013-02-25 15,231 15,231 Direct
Common Stock Deferred Units $0.00 2013-05-03 25,458 25,458 Direct
Common Stock Deferred Units $0.00 2013-08-06 10,935 10,935 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-03-01 302,045 302,045 Direct
2022-02-28 506,073 506,073 Direct
2013-02-25 114,580 114,580 Direct
2013-02-25 15,231 15,231 Direct
2013-05-03 25,458 25,458 Direct
2013-08-06 10,935 10,935 Direct
Footnotes
  1. Transaction effected pursuant to a trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. One-third of the options became exercisable on March 1, 2012, an additional one-third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
  3. One-third of the options will become exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
  4. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
  5. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (February 25, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
  6. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
  7. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.