Filing Details
- Accession Number:
- 0001181431-12-028364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-08 14:46:13
- Reporting Period:
- 2012-05-07
- Filing Date:
- 2012-05-08
- Accepted Time:
- 2012-05-08 14:46:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424640 | Arista Power Inc. | OTCBB:ASPW | Engines & Turbines (3510) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1485609 | M. Molly Hedges | C/O Arista Power, Inc. 1999 Mt. Road Boulevard Rochester NY 14615 | Acting Cfo, Vp Of Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-07 | 37,500 | $2.00 | 37,500 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2012-05-07 | 5,000 | $0.00 | 5,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2014-05-07 | 2022-05-07 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 92,539 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $2.00 | 2021-11-22 | 5,000 | 5,000 | Direct | |
| Common Stock | Warrant | $10.00 | 2013-07-27 | 2021-07-27 | 2,625 | 2,625 | Direct |
| Common Stock | Option | $5.80 | 2020-03-01 | 3,350 | 3,350 | Direct | |
| Common Stock | Option | $5.80 | 2013-03-01 | 2020-03-01 | 1,650 | 1,650 | Direct |
| Common Stock | Warrant | $5.00 | 2020-04-26 | 57,500 | 57,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-11-22 | 5,000 | 5,000 | Direct |
| 2021-07-27 | 2,625 | 2,625 | Direct |
| 2020-03-01 | 3,350 | 3,350 | Direct |
| 2020-03-01 | 1,650 | 1,650 | Direct |
| 2020-04-26 | 57,500 | 57,500 | Direct |
Footnotes
- The Option vests 1,700 shares on November 22, 2012 and 1,650 shares on each of November 22, 2013 and November 22, 2014.
- The Option vested 1,700 shares on March 1, 2011 and 1,650 shares on March 1, 2012.
- The Warrant vested in equal installments on October 26, 2010, April 26, 2011, October 26, 2011 and April 26, 2012.
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