Filing Details

Accession Number:
0001127602-12-016001
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-07 11:49:05
Reporting Period:
2012-05-03
Filing Date:
2012-05-07
Accepted Time:
2012-05-07 11:49:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
66740 3M Co MMM Surgical & Medical Instruments & Apparatus (3841) 410417775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1377945 K John Woodworth 3M Center
St. Paul MN 55144-1000
Vice President Corp Sc Opertns No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-03 15,018 $84.40 29,198 No 4 M Direct
Common Stock Disposition 2012-05-03 14,179 $89.39 15,019 No 4 F Direct
Common Stock Disposition 2012-05-03 357 $89.39 14,662 No 4 F Direct
Common Stock Acquisiton 2012-05-03 30,532 $54.11 45,194 No 4 M Direct
Common Stock Disposition 2012-05-03 43 $89.32 45,151 No 4 S Direct
Common Stock Disposition 2012-05-03 1,499 $89.33 43,652 No 4 S Direct
Common Stock Disposition 2012-05-03 1,052 $89.34 42,600 No 4 S Direct
Common Stock Disposition 2012-05-03 5,832 $89.35 36,768 No 4 S Direct
Common Stock Disposition 2012-05-03 6,516 $89.36 30,252 No 4 S Direct
Common Stock Disposition 2012-05-03 1,945 $89.37 28,307 No 4 S Direct
Common Stock Disposition 2012-05-03 2,626 $89.38 25,681 No 4 S Direct
Common Stock Disposition 2012-05-03 2,151 $89.39 23,530 No 4 S Direct
Common Stock Disposition 2012-05-03 1,792 $89.40 21,738 No 4 S Direct
Common Stock Disposition 2012-05-03 1,936 $89.41 19,802 No 4 S Direct
Common Stock Disposition 2012-05-03 1,957 $89.42 17,845 No 4 S Direct
Common Stock Disposition 2012-05-03 1,383 $89.43 16,462 No 4 S Direct
Common Stock Disposition 2012-05-03 1,600 $89.44 14,862 No 4 S Direct
Common Stock Disposition 2012-05-03 100 $89.44 14,762 No 4 S Direct
Common Stock Disposition 2012-05-03 100 $89.45 14,662 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-05-03 15,018 $0.00 15,018 $84.40
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-05-03 30,532 $0.00 30,532 $54.11
Common Stock Non-qualified Stock Option (Right to Buy) Acquisiton 2012-05-03 14,536 $89.39 14,536 $89.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,744 2005-05-12 2014-05-09 No 4 M Direct
0 2010-02-09 2019-02-08 No 4 M Direct
14,536 2012-11-03 2014-05-09 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 904 Indirect By Corporation
Footnotes
  1. This Form is being filed to report the exercise of a 3M stock option for a total of 15,018 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 482 shares of 3M common stock. As a result of this transaction, 357 shares were sold to pay withholding taxes to the respective government agencies.
  2. Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
  3. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Performance Awards Deferred Compensation Plan.